Broker Check

Business Services

You work hard every day to build a strong future for your company and its employees, and your dedication shows in the results you deliver to your customers and stakeholders. 

We are equally dedicated to the financial well being of both you and your business. We offer access to quality investment and insurance strategies customized to address the individual needs of businesses of every size and in all stages of development. 

Based on our thorough understanding of both opportunities and challenges you face, we can provide comprehensive strategies to address your business needs while delivering the highest level of customer service. 

Five common business needs

  • Attracting and retaining key employees
  • Planning for business succession
  • Managing personal and business taxes
  • Effectively managing short-term cash
  • Building and protecting personal wealth

Employer Retirement Plans

A quality employer retirement plan ranks as a top priority when candidates are considering potential employers. In helping you select from a broad range of plans, we will tailor a strategy that matches your company size, compensation structures and culture, reinforcing recruitment efforts and helping boost the overall satisfaction of talented employees.

Plus, many employer-sponsored plans can offer significant tax advantages to the company. Your financial consultant will work with you to arrange additional services, such as education and enrollment seminars that will help give all personnel a thorough understanding of their retirement plan.

As an employer, you share the responsibility for guiding your employees toward making decisions that will afford them greater financial freedom in retirement. But here’s the quandary: just as your workers look to you for financial guidance and advice, you must adjust to a sea change in plan regulation and administration.

Do the following issues look familiar to your retirement plan committee?

  • New regulations that add to the complexity of administration
  • Fiduciary pressures to provide prudent investment options
  • Timely (and potentially complex) fee disclosures to your participants
  • Outside advisors whose allegiances are split between plan providers and investment managers
  • Watershed regulations that require greater transparency about disclosing relationships between plan sponsors and their advisors
  • Employees who feel they cannot afford to save, but are being courted by your competitors through their benefits programs
  • Concerns over your employees’ retirement readiness 
Your need for competent, objective retirement plan and investment advice—from an advisor you can trust—has never been greater. That’s why your plan should work with an independent & retirement plan advisor .

Three Key Benefits to Plan Sponsors

Empowered by objective, truly independent fiduciary advice, your retirement plan committee will receive:

  • Keen insights and best practices to help navigate a maze of complicated regulatory issues and disclosure requirements
  • Purpose-built tools, to provide recommendations and monitoring of investments and investment performance, that take into full consideration the methodology and documentation that ERISA requires
  • Access to comprehensive financial education and enrollment programs designed to improve retirement readiness for your employees

Independent Advice for the Retirement Plan Market

To provide objective, timely, actionable, investment research and advice by:

  • Identifying above-average investment opportunities, conducting ongoing and thorough due diligence, while providing quality advice with complete transparency.
  • Performing quantitative analysis, performance measurement, attribution, and appraisal of our advice
  • Delivering timely communications and service

To accomplish this, we:

  • Have no proprietary products to sell
  • Have no investment banking relationships to promote
  • Have no other business conflicts to get in the way of providing objective recommendations